Compliance Platform for SEBI RIAs & Research Analysts

The Operating System for SEBI RIAs & Research Analysts

Every interaction captured. Every recommendation hash-chained. Cryptographic audit guarantees for India's advisory industry.

Request AccessSee how it works
HMAC-SHA-256Ledger
8 YearsStorage
30 SecAudit Ready
Product evolution below
The Reality

Compliance Should Not Require an Army

Most RIAs use spreadsheets, email, and prayer. When SEBI arrives, you scramble to reconstruct timelines, hunt for consent forms, and assemble evidence manually. The system assumes guilt until you prove compliance—after the fact.

The Solution

Built for Compliance-First Operations

01 · HMAC-SHA-256

Cryptographic Ledger

Every action becomes a hash-chained ledger event, linked like blockchain and optimized for regulatory compliance. If one byte changes, verification fails and the tampering is detectable.

02 · Passwordless

Magic Links

One-click consent signing with OTP verification. 95% friction reduction. Legally valid digital signatures for every client interaction.

03 · 8-Year Retention

Durable Document Storage

Signed documents held in object storage (S3-compatible) with an 8-year retention policy for SEBI record-keeping. Enforced write-once (WORM) object lock is on the roadmap.

04 · L1/L2/L3

Policy Engine

Automatic compliance at every stage. Pre-send checks, real-time validation, post-action audit. Violations are blocked before they happen.

05 · Audit-Ready

Evidence Packs

Generate signed PDF bundles in 60 seconds, each verifiable against the ledger head hash so auditors can confirm integrity.

06 · 30-Second Access

Auditor Vault

Grant SEBI inspector access instantly. Scoped, time-limited, automatically expires—with a full audit trail of inspector actions.

Workflow

From Onboarding to Audit

01

Onboard

Send Magic Link, client fills KYC + risk profile, e-signs agreement, all docs saved to durable object storage.

Time20 minutes
02

Advise

Create recommendation, L1/L2/L3 pre-checks, add rationale, send to client, hash-chained.

TimeAutomatic
03

Capture

Client reviews, acknowledges digitally, timestamp + IP captured, hash-chained ledger record created.

TimeInstant
04

Audit

SEBI arrives, grant Auditor Vault access, full timeline visible, evidence packs ready.

Time30 seconds
Technology Stack

Enterprise-Grade Infrastructure

Strong cryptography aligned to regulatory compliance.

  • HMAC-SHA-256 hash-chaining for tamper-evident audit trails
  • AES-256 encryption at rest and in transit
  • Per-tenant isolation with least-privilege access
  • SOC 2 Type II and ISO 27001-aligned controls
  • India data residency (India-region cloud)
typescriptSecurity
const record = {
  timestamp: Date.now(),
  action: "recommendation_sent",
  clientId: "CLIENT_123",
  advisorId: "RIA_456"
};

const hash = crypto
  .createHmac('sha256', SECRET_KEY)
  .update(JSON.stringify(record))
  .digest('hex');

// Chained to previous record
record.previousHash = lastRecord.hash;
record.hash = hash;
Product Evolution

From Tool to Infrastructure

  1. FoundationNow

    Core Platform

    Zero-trust compliance that eliminates manual audit preparation.

    • Magic Link onboarding
    • HMAC-SHA-256 ledger
    • Policy engine L1/L2/L3
    • Evidence pack generation
  2. Enablement2026 H1

    Client Portal

    Reduce support overhead while increasing client confidence.

    • Self-serve dashboard
    • Portfolio tracking
    • Mobile app (iOS/Android)
    • Push notifications
  3. Connectivity2026 H2

    Integrations

    Eliminate data entry and reconciliation errors at scale.

    • BSE/NSE real-time sync
    • MF Central integration
    • Aadhaar eSign
    • Payment gateway
  4. Authority2027+

    Marketplace

    Network effects drive advisory practice growth and valuation.

    • Public RIA profiles
    • Investor matching engine
    • Performance benchmarks
    • Industry analytics

Built to become the industry's default operating system—invisible infrastructure for India's advisory ecosystem.

Get Started

Run Your Practice with Cryptographic Confidence

Join India's most serious RIAs and Research Analysts. 24–48 hour setup. India data residency. ISO 27001 certified.

Request DemoTechnical Docs
SOC 2 Type IIISO 27001India Data Residency